FINBRIDGEFIELD NOTES
A high yield casts a long shadow.A small circle in the light, with a long shadow stretching from it.Q.21

What is the link between risk and return?

A high yield casts a long shadow.

The brighter something shines, the longer the shadow it casts. Behind a promise of high returns lies a matching risk — and “high returns with no risk” is the classic signal of fraud.

In 30 seconds

There is no guaranteed return.

Every investment carries some degree of risk.

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Risk and return

The SEC’s investor site says that “guaranteed returns” aren’t: every investment carries some degree of risk, which is reflected in the rate of return you can expect to receive.[1]

The safer it is, the lower the return.

Money that is perfectly safe usually earns only a low return.

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Compensation

The same page says that if your money is perfectly safe, you will most likely get a low return.[1]

Another SEC page explains that, in general, as investment risks rise, investors seek higher returns to compensate themselves for taking them.[2]

“Big and risk-free” is a signal.

An offer to grow money hugely with no risk is a sign of fraud.

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The classic words

The SEC warns that claims of “incredible gains” or “huge upside and almost no risk” are hallmarks of extreme risk or outright fraud.[1]

The script of being asked for fees at withdrawal is covered in “Look at the exit before the entrance.”

How much loss can you bear?

Risk tolerance is whether you can accept losing some or all of the original money.

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Risk tolerance

The SEC describes risk tolerance as your ability and willingness to lose some or all of your original investment in exchange for potentially greater returns.[2]

It differs from person to person. Before the numbers, consider how much you could afford to lose.

A scale for reading the shadow.

A scale for reading risk and return.

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What the risk is

What could happen, and how much you would lose.[1]

Promises of return

Whether words like “guaranteed” or “risk-free” appear.[1]

Your own tolerance

How much loss you could accept.[2]

This is not advice

This edition explains the relationship between risk and return. It does not recommend any investment or promise any return.

Next question

NEXT QUESTIONDon’t put all your eggs in one basket.NEXT QUESTIONLook at the exit before the entrance.See the Field Notes shelf →

What this edition cannot tell you

Sources